SEBI revises various Regulations introducing compliance with Investor Charter
This amendment revises 17 SEBI Regulations.
Securities and Exchange Board of India
Corporate Whistleblowing: Are We There Yet?
by Prachi Dutta*
SEBI modifies qualifications required for research analysts seeking registration: SEBI (Research Analyst) (Third Amendment) Regulations, 2024
Research analysts will now have to disclose the extent of use of AI in providing research services to their client.
SEBI replaces requirement of ‘notary attestation’ with ‘self-attestation’ in various Regulations
SEBI notified the 2024 Amendment Regulations to amend provisions related to attestation of documents in 9 Regulations.
P-Notes and SEBI Regulations: Addressing Regulatory Arbitrage Whilst Managing Foreign Investments
by Aditya Kumar* and Samridhi Singh**
SEBI Celebrates First Year Anniversary of Online Dispute Resolution in Indian Securities Market
To cater efficient and smooth dispute resolution process, the SMART ODR portal was developed for resolving disputes arising in the Indian Securities Market through online conciliation and arbitration.
Cyril Amarchand Mangaldas advises Sobha Limited in its rights issuance of partly paid-up equity shares aggregating to around ₹19,000 million
CAM played crucial role, provided comprehensive legal counsel and strategic guidance to ensure the successful execution of the transaction.
SEBI’s Powers to Investigate: A Primer on Section 11-C of the SEBI Act, 1992
by Vaibhav Singh†, Radhika Indapurkar†† and Manas Kotak†††
Supreme Court forms Committee of Justices S Ravindra Bhat, Satish Chandra to auction assets of Company liable to refund Rs. 4,700 crores
The Committee shall identify the number of investors and database of investors, and also determine the amount to be refunded to each investor. An Escrow Account with a bank designated by SEBI, shall be opened and all sale proceeds shall be deposited in that interest-bearing account.
SEBI’s AIF Certification Mandate: A Timely and Necessary Reform
by Mythri Murali*
SEBI introduces Framework for Issuance of Subordinate Units
SEBI notifies SEBI (Infrastructure Investment Trusts) (Amendment) Regulations, 2024.
SEBI issues Master Circular for Investment Advisers rescinding 25 previous circulars
This Master Circular is an amalgamation of all previous circulars and advisories related to Investment Advisers issued until 15-05-2024.
SEBI issues Master Circular for Stock Brokers rescinding 12 circulars
Securities and Exchange Board of India issues master circular rescinding circulars to the extent they relate to Stock Brokers.
Khaitan & Co advises Siemens Limited (SIL) on the demerger of its energy business into a separate legal entity – Siemens Energy India Limited
DEAL DETAILS Siemens Limited’s demerger of energy business Khaitan & Co advised Siemens Limited (SIL) on the demerger of its energy business
SEBI relaxes mandate of additional disclosures for FPIs having more than 50% of its Indian equity AUM in a corporate group
Composite holding of such FPIs should be less than 3% of total equity share capital of apex company.
SEBI introduces Small and Medium REITS vide SEBI (REIT) (Amendment) Regulations, 2024
SEBI increases the ambit of the definition of REIT.