SEBI revises various Regulations introducing compliance with Investor Charter
This amendment revises 17 SEBI Regulations.
stock brokers
Securities and Exchange Board of India (Stock Brokers) (Amendment) Regulations, 2024
The amendment has been notified to insert institutional mechanism for the prevention and detection of fraud or market abuse.
SEBI issues circular to prevent performance/return claimed by regulated platforms offering algorithm strategies for trading
On 02-09-2022, the Securities and Exchange Board of India (‘SEBI') issued a circular on performance/ return claimed by unregulated platforms
Whether the delay in filing complaints against unregistered sub-brokers, can be condoned? SEBI Special Court answers
Securities and Exchange Board of India (SEBI), Special Court, Maharashtra: In the instant case dealing with unregistered brokerage, Vishal Sadashivrao
SEBI fines Rs. 7 crores on NSE and nearly 35 crores on guilty officials and stockbrokers in Dark Fibre Case
Securities Exchange Board of India (SEBI): Dark Fibre/Leased Line connectivity allowed to certain Stock Brokers, the Adjudicating Officer In the matter relating
SEBI issues circular for naming / tagging of demat accounts by June 30, 2022
On June 20, 2022, the Securities and Exchange Board of India has issued a circular requiring all stock brokers to name and