SEBI issues Master Circular for Stock Brokers rescinding 12 circulars
Securities and Exchange Board of India issues master circular rescinding circulars to the extent they relate to Stock Brokers.
stockbrokers
SEBI revises SEBI Stock Brokers Regulations 1992 exempting separate registration for participating in the tri-party repo segment
On 24-7-2023, the Securities and Exchange Board of India (‘SEBI’) notified the Securities and Exchange Board of India (Stock Brokers) (Second Amendment)
SEBI issues circular on Request for Quote; Stockbrokers can now bid on behalf of clients
On 19-10-2022, the Securities and Exchange Board of India (‘SEBI’) has issued a circular on Request for Quote (‘RFQ’) platform
SEBI | Karvy denied the use of Power of Attorney for transfer of securities
Securities Exchange Board of India (SEBI): Anant Barua, Whole Time Member, denied KSBL’s request to permit the continuation of Karvy Stock Broking Limited
SAT | Appellant told to approach SEBI for the payment of interest on the amount withheld for 13 years
Securities Appellate Tribunal, Mumbai: The Bench Tarun Agarwala, Presiding Officer and Dr C.K.G. Nair, Member disposed of the appeal with a direction